Comprehensive Compliance for Financial Services
One of the most important reasons for selecting a trusted registry platform provider is compliance. Our platform ensures complete adherence to all Australian regulatory requirements with automated reporting and built-in compliance tools.
Regulatory Compliance Excellence
Our platform addresses all major regulatory requirements for Australian financial services, ensuring your operations remain compliant and audit-ready at all times.
AML/CTF Compliance
Complete Anti-Money Laundering and Counter-Terrorism Financing Act 2006 compliance with comprehensive monitoring and reporting tools.
- Training registers and compliance tracking
- Ongoing client due diligence procedures
- Customer identification methods
- Transaction monitoring and reporting
CRS/FATCA
Common Reporting Standard and Foreign Account Tax Compliance Act reporting for international compliance requirements.
- Automatic exchange of information
- OECD country reporting systems
- Tax residency determination
- Streamlined reporting processes
ATO Compliance
Australian Tax Office compliance with comprehensive annual reporting and submission capabilities.
- Annual report generation
- Tax withholding calculations
- Distribution statement automation
- Regulatory submission tracking
AML/CTF Compliance Tools
Our platform includes comprehensive Anti-Money Laundering and Counter-Terrorism Financing tools designed to meet all requirements of the AML/CTF Act 2006.
Training Registers
Comprehensive training tracking for all staff members with automated compliance monitoring and reporting.
Ongoing Client Due Diligence
Automated systems for continuous monitoring and verification of client information and activities.
Customer Identification
Robust customer identification methods with document verification and identity validation.
KYC Information
Complete Know Your Customer information collection and management with regulatory compliance.
Transaction Monitoring
Real-time transaction monitoring with automated alerts for suspicious activities and patterns.
Enhanced Due Diligence
Specialized procedures for high-risk customers and politically exposed persons (PEPs).
FINCEN & AUSTRAC Blacklist Matching
Automated screening against global sanctions lists and politically exposed persons databases.
Automated Reporting & Submissions
Streamline your regulatory reporting with automated generation and submission of required documents.
Annual Reports
Automated generation of annual compliance reports for ATO, AUSTRAC, and other regulatory bodies.
Transaction Reports
Comprehensive transaction reporting with detailed analysis and compliance verification.
Customer Reports
Detailed customer due diligence reports with risk assessments and compliance status.
International Compliance
CRS and FATCA reporting for international tax compliance and information exchange.
Compliance Dashboard
Comprehensive Audit Trail
Maintain complete audit trails for all transactions, user activities, and system changes to ensure regulatory compliance and operational transparency.
Complete Transaction History
Detailed logging of all financial transactions with timestamps, user information, and audit references.
User Activity Tracking
Comprehensive logging of all user actions, system access, and permission changes.
Data Integrity Verification
Automated verification of data integrity with checksums and validation processes.
Searchable Audit Logs
Advanced search capabilities across all audit logs for efficient compliance reporting.
Ensure Your Compliance Today
Partner with 7G Registry Platform to maintain comprehensive regulatory compliance while focusing on your core business operations.